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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-05-01 |
Branch Locations
4 Winners Circle, Albany, NY 12205 • United States
16 Park Ave, Clifton Park, NY 12065 • United States
2439 Route 9, Malata, NY 12020 • United States
1744 Route 9, Clifton Park, NY 12065 • United States
7 Lowes Dr, Saratoga Springs, NY 12866 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizen's Bank | Loudonville | NY | 01/2015 | 08/2017 |
| Keybank | Albany | NY | 09/2017 | 07/2019 |
| Key Investment Services Llc | Albany | NY | 10/2017 | 07/2019 |
| Edward Jones | St Louis | MO | 11/2019 | 04/2020 |
| Unemployment | Latham | NY | 08/2019 | 10/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Delmar | NY | 04/2020 | 04/2026 |
| Bank Of America, N.A. | Delmar | NY | 04/2020 | 04/2026 |
| Lpl Financial | Albany | NY | 05/2026 | Present |
| Broadview Federal Credit Union | Albany | NY | 05/2026 | Present |
1. "Investment products and services are offered through LPL Financial LLC using the DBA/trade name Broadview Wealth Management - Inv Rel - At Reported Business Location (s) - Start Date : 04/2026 2. 04/2026 - Broadview Federal Credit Union - Financial Institution Duty- Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - Albany NY 12205 - OBA Start Date: 04/27/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-07 |
| S63 | Uniform Securities Agent State Law Examination | 2016-10-05 |
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