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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-09-27 |
| CT | RA | APPROVED | 2024-06-14 |
Branch Locations
119 C Griswold St. Ste 103, Glastonbury, CT 06033 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Santa Monica | CA | 10/2013 | 11/2017 |
| Lpl Financial Llc | Glastonbury | CT | 11/2017 | 12/2018 |
| Securities America, Inc. | Glastonbury | CT | 12/2018 | 06/2024 |
| Securities America Advisors | Glastonbury | CT | 12/2018 | 06/2024 |
| Osaic Wealth, Inc. | Glastonbury | CT | 06/2024 | Present |
1. KENNETH MCMANUS FINANCIAL SERVICES LLC POSITION: owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 07/25/2023 ADDRESS: 119C Griswold Street #23, suite 103, Glastonbury CT 06033, United States DESCRIPTION: Financial Services/Help Securities Clients 2. KENNETH MCMANUS POSITION: Agent NATURE: Fixed Insurance Activity INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2010 ADDRESS: 119C GRISWOLD ST., BOX23, Glastonbury CT 06033, United States DESCRIPTION: Analysis Sales and Service of Fixed Insurance
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-06-18 |
| S65 | Uniform Investment Adviser Law Examination | 1995-12-27 |
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