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95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-08-21 |
Branch Locations
95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • United States
222 S Riverside Plaza Ste 900, Chicago, IL 60606 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Naperville | IL | 01/2005 | 12/2016 |
| Rsm Us Wealth Management Llc | Schaumburg | IL | 12/2016 | 05/2023 |
| Midwest Plan Advisors Llc | Naperville | IL | 02/2013 | 12/2016 |
| Usi Consulting Group | Glastonbury | CT | 05/2023 | Present |
| Usi Securities | Glastonbury | CT | 05/2023 | Present |
| Usi Advisors | Glastonbury | CT | 05/2023 | Present |
1) AXIS SATELITE, LLC. NOT INVESTMENT RELATED. ADDRESS: 5790 ENTERPRISE PKWY FORT MEYERS FLORIDA 33905. NATURE OF THE BUSINESS: INSTALATION/SERVICING OF AUDIO/VIDEO EQUIPMENT & TECHNOLOGY FOR RESIDENTIAL AND COMMERCIAL CLIENTS. 17% OWNERSHIP, OTHER OWNERS INCLUDE: DANIEL LUCIER 78% & SHANNON KANIA 5%. TITLE: OWNER/SILENT PARTNER. START DATE OF ACTIVITY: 2/2021. 10 HOURS A YEAR, NOT DURING TRADING HOURS. INVESTED FUNDS INTO THE BUSINESS
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-08-26 |
| S65 | Uniform Investment Adviser Law Examination | 2005-02-24 |
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