Denise M Obrien

Current Employers

Usi Advisors

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2007-08-08

CT RA
APPROVED

Since 2007-08-08

Branch Locations

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Usi Consulting Group	Glastonbury	CT	03/2007	Present
Usi Securities Inc	Glastonbury	CT	08/2007	Present

03/2007 → Present

Usi Consulting Group

Glastonbury, CT
08/2007 → Present

Usi Securities Inc

Glastonbury, CT

Previous Registrations

2006-06-28 → 2006-08-03

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hartford, CT

New York, NY
2006-06-28 → 2006-08-03

Merrill Lynch Trust Company

Hartford, CT

New York, NY
2006-03-08 → 2006-06-06

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hartford, CT

New York, NY
2003-06-04 → 2006-03-08

Advest, Inc.

Hartford, CT
2004-09-02 → 2005-12-12

Advest Trust

Hartford, CT
2003-06-20 → 2004-09-10

Advest Trust Company

Hartford, CT

Other Businesses

YMCA of GREATER HARTFORD 90 STATE HOUSE SQ, HARTFORD CT 06103 NON-INVESTMENT RELATED DUTIES: SPINNING INSTRUCTOR HOURS/MONTH: 20 DURING TRADING HOURS: ZERO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-04-06

S66 Uniform Combined State Law Examination

2000-04-06

Other Names

Denise M Obrien

View on SEC IAPD

Current Employers

Usi Advisors

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

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