Stuart Sellars Wallace

Employer firm

Usi Advisors CRD 108113

$56.3B regulatory AUM

Reported services (Item 5G)

• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• SEMINARS AND CONSULTATIONS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → 09/2016
  Cuna Mutual Group
  Waverly, IA
• 11/2013 → 09/2016
  Cuna Brokerage Services, Inc.
  Waverly, IA
• 11/2016 → 12/2018
  Securities America, Inc.
  Dallas, TX
• 04/2018 → 12/2018
  Securities America Advisors
  Dallas, TX
• 01/2019 → Present
  Usi Consulting Group, Inc.
  Glastonbury, CT
• 01/2019 → Present
  Usi Advisors, Inc.
  Glastonbury, CT
• 01/2019 → Present
  Usi Securities, Inc.
  Glastonbury, CT

Previous Registrations

• 2018-04-16 → 2018-12-20
  Securities America Advisors, Inc.
  Dallas, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-04-09
• S63 Uniform Securities Agent State Law Examination
  1998-12-22

Other Names

• Trey Wallace
• Stuart Sellars Wallace
• Stuart Sellars Wallace
• Stuart Sellars Wallace