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Joseph Frank Derosa

Usi Advisors

Glastonbury, CT

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Current Employers
Usi Advisors

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2010-05-17
  • CT RA
    APPROVED
    Since 2010-05-17

Branch Locations

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usi Consulting Group Glastonbury CT 04/2010 Present
Usi Securities Glastonbury CT 06/2010 Present
Usi Advisors Glastonbury CT 02/2015 Present
  • 04/2010 → Present
    Usi Consulting Group
    Glastonbury, CT
  • 06/2010 → Present
    Usi Securities
    Glastonbury, CT
  • 02/2015 → Present
    Usi Advisors
    Glastonbury, CT
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-07-14
S65 Uniform Investment Adviser Law Examination 2010-05-07
  • S63 Uniform Securities Agent State Law Examination
    2010-07-14
  • S65 Uniform Investment Adviser Law Examination
    2010-05-07

View on SEC IAPD

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INTEGRATED WEALTH CONCEPTS LLC
CORNERSTONE PLANNING GROUP
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
INTEGRITY ALLIANCE, LLC.

Other Investors

Daniel Robert Casella
STUART SELLARS WALLACE
JOSEPH MICHAEL MATTIA
DENISE M OBRIEN
BINDU MUKUNDRAY PATEL
CHRISTOPHER JOHN MARTIN
SARAH J BRUNO
CRYSTAL ANN HILL

Other Offices

USI SECURITIES, INC. · GLASTONBURY, CT
AMERIPRISE FINANCIAL SERVICES, LLC · Glastonbury, CT
CETERA INVESTMENT ADVISERS LLC · GLASTONBURY, CT
AMERIPRISE FINANCIAL SERVICES, LLC · GLASTONBURY, CT
JANNEY MONTGOMERY SCOTT LLC · Glastonbury, CT
INTEGRATED WEALTH CONCEPTS LLC · GLASTONBURY, CT
CORNERSTONE PLANNING GROUP · Glastonbury, CT
USI ADVISORS · Glastonbury, CT

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