Best Investors Account Sign in
Inactive

Bindu Mukundray Patel

Usi Advisors

Glastonbury, CT

Claim This Profile
Current Employers
Usi Advisors

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2014-06-13
  • CT RA
    APPROVED
    Since 2014-06-13

Branch Locations

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usi Consulting Group Glastonbury CT 02/2014 Present
Usi Advisors Inc Glastonbury CT 06/2014 Present
Usi Securities Glastonbury CT 10/2015 Present
  • 02/2014 → Present
    Usi Consulting Group
    Glastonbury, CT
  • 06/2014 → Present
    Usi Advisors Inc
    Glastonbury, CT
  • 10/2015 → Present
    Usi Securities
    Glastonbury, CT
Previous Registrations
  • 2010-01-27 → 2013-11-21
    Voya Investment Management Co. Llc
    New York, NY
  • 2003-04-01 → 2004-09-09
    Columbia Management Advisors, Inc.
    Hartford, CT
  • 2002-10-29 → 2003-04-01
    Fleet Investment Advisors Inc.
    Haartford, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-10-20
S63 Uniform Securities Agent State Law Examination 2000-02-11
  • S65 Uniform Investment Adviser Law Examination
    2001-10-20
  • S63 Uniform Securities Agent State Law Examination
    2000-02-11
Other Names
  • Bindu M Patel
  • Bindu M Patet-Dunn
  • Bindu M Patel-Dunn
  • Bindu Mukundray Patel-Dunn

View on SEC IAPD

Other Firms

USI SECURITIES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
JANNEY MONTGOMERY SCOTT LLC
INTEGRATED WEALTH CONCEPTS LLC
CORNERSTONE PLANNING GROUP
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
INTEGRITY ALLIANCE, LLC.

Other Investors

Daniel Robert Casella
STUART SELLARS WALLACE
JOSEPH MICHAEL MATTIA
DENISE M OBRIEN
JOSEPH FRANK DEROSA
CHRISTOPHER JOHN MARTIN
SARAH J BRUNO
CRYSTAL ANN HILL

Other Offices

USI SECURITIES, INC. · GLASTONBURY, CT
AMERIPRISE FINANCIAL SERVICES, LLC · Glastonbury, CT
CETERA INVESTMENT ADVISERS LLC · GLASTONBURY, CT
AMERIPRISE FINANCIAL SERVICES, LLC · GLASTONBURY, CT
JANNEY MONTGOMERY SCOTT LLC · Glastonbury, CT
INTEGRATED WEALTH CONCEPTS LLC · GLASTONBURY, CT
CORNERSTONE PLANNING GROUP · Glastonbury, CT
USI ADVISORS · Glastonbury, CT

More in Glastonbury, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor