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Inactive

Avelino Nmn Cortina

Ac3 Capital

La Jolla, CA

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Current Employers
Ac3 Capital

San Diego, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2011-06-03
  • CA RA
    APPROVED
    Since 2011-06-03

Branch Locations

7855 Ivanhoe Avenue Suite 460, La Jolla, CA 92037 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ac3 Capital, Llc La Jolla CA 06/2011 Present
  • 06/2011 → Present
    Ac3 Capital, Llc
    La Jolla, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-10-28
S63 Uniform Securities Agent State Law Examination 1996-09-30
  • S65 Uniform Investment Adviser Law Examination
    1996-10-28
  • S63 Uniform Securities Agent State Law Examination
    1996-09-30
Other Names
  • Avelino Cortina
  • Avelino Cortina
  • Avelino Cortina

View on SEC IAPD

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