Steven Joseph Sabo

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2025-01-09
TX	RA	APPROVED_RES	2018-07-03

CO RA
APPROVED

Since 2025-01-09
TX RA
APPROVED_RES

Since 2018-07-03

Branch Locations

1510 28Th Street Suite 295, Boulder, CO 80303 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Boulder	CO	05/2007	Present

05/2007 → Present

Lpl Financial, Llc

Boulder, CO

Other Businesses

1. 05/03/2007 - REAL ESTATE RENTAL - 300 27TH STREET BOULDER CO 80303 - HOME OWNED AND RENTED OUT FOR INCOME. - TIME SPENT 0%. 2. 05/03/2007 - DBA ONLY - SABO FINANCIAL GROUP, INC. - BOULDER, CO.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-08-16
S63	Uniform Securities Agent State Law Examination	1991-12-19

S65 Uniform Investment Adviser Law Examination

2011-08-16
S63 Uniform Securities Agent State Law Examination

1991-12-19

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

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