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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-03-30 |
| CO | RA | APPROVED | 2009-04-03 |
Branch Locations
1801 13Th Street Suite 310, Boulder, CO 80302-5342 • United States
Edwards, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Boulder | CO | 04/2009 | Present |
NAME OF ENTITY: BOOK; ADDRESS: 1415 WASHINGTON AVE #101; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: WANTS TO WRITE A BOOK TITLED ROAD BIKING IN THE VAIL VALLEY OR SIMILAR; CAPACITY: OTHER/AUTHOR; START DATE: 03/15/2014; DUTIES: OVER THE LAST TWO YEARS, I HAVE COLLECTED DATA SUCH AS DISTANCE IN MILES, ELEVATION GAIN AND GRADIENT IN VAIL VAILLEY ROAD BIKE RIDES IN MY TRAINING LOG. I WANT TO PUBLISH A PAPERBACK BOOK WITH THE DETAILS; HOURS DEVOTED PER MONTH: 0-4; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 00;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-09-27 |
| S63 | Uniform Securities Agent State Law Examination | 1993-09-08 |
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