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Diane Janet Soucheray

Rbc Capital Markets, LLC

Boulder, CO

Crested Butte, CO

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-08-08
CO RA APPROVED 2006-03-13
  • TX RA
    APPROVED_RES
    Since 2016-08-08
  • CO RA
    APPROVED
    Since 2006-03-13

Branch Locations

1801 13Th Street Suite 310, Boulder, CO 80302-5342 • United States

Crested Butte, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Boulder CO 04/1997 Present
City National Bank Boulder CO 10/2018 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-07-17
S63 Uniform Securities Agent State Law Examination 1997-07-15
  • S65 Uniform Investment Adviser Law Examination
    1997-07-17
  • S63 Uniform Securities Agent State Law Examination
    1997-07-15

View on SEC IAPD

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