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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2023-12-19 |
Branch Locations
1801 13Th Street Suite 310, Boulder, CO 80302-5342 • United States
Erie, CO • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Denver | CO | 11/2013 | 08/2023 |
| Tiaa | Denver | CO | 11/2013 | 08/2023 |
| Rbc Capital Markets, Llc | Boulder | CO | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-12-18 |
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