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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2023-07-21 |
Branch Locations
1801 13Th Street Suite 310, Boulder, CO 80302-5342 • United States
Frederick, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Omaha | NE | 04/2017 | 10/2020 |
| Joann Fabrics | Bellevue | NE | 10/2015 | 04/2017 |
| Rbc Wealth Management | Bainbridge Island | WA | 11/2020 | Present |
NAME OF ENTITY: Baking Cakes from my Kitchen ADDRESS: 1420 Renaissance Drive Apartment L-204 Longmont, CO 80503 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: At Home Cake and Cupcake Bakery CAPACITY: Owner - Active START DATE: 02/01/23 DUTIES: I am the sole owner/Baker for the business HOURS DEVOTED PER MONTH: 5-10 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-07-21 |
| S63 | Uniform Securities Agent State Law Examination | 2017-05-24 |
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