Robert Wayne Dietz

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-08-21
TX	RA	APPROVED_RES	2010-02-19
CO	RA	APPROVED	1999-01-01

FL RA
APPROVED

Since 2025-08-21
TX RA
APPROVED_RES

Since 2010-02-19
CO RA
APPROVED

Since 1999-01-01

Branch Locations

Crystal River, FL • United States

1801 13Th Street Suite 310, Boulder, CO 80302-5342 • United States

Boulder, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	Boulder	CO	03/2008	Present
City National Bank	Boulder	CO	06/2019	01/2025

03/2008 → Present

Rbc Capital Markets, Llc

Boulder, CO
06/2019 → 01/2025

City National Bank

Boulder, CO

Other Businesses

(1) SACRED HEART OF JESUS; ADDRESS: BOULDER, CO.; BUSINESS DESCRIPTION: CHURCH; NOT INVESTMENT RELATED; START DATE: 03/01/2017; CAPACITY: COMMITTEE/COUNCIL MEMBER; DUTIES: FINANCE COUNCIL; HOURS DEVOTED PER MONTH: 2; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE (2) NAME OF ENTITY: Sacred Heart School Foundation ADDRESS: 2312 14th Street Boulder, CO 80304 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Member of the Board - Catholic Charity CAPACITY: Board of Directors * START DATE: 09/16/2022 DUTIES: Scholarship selections and fund raising. HOURS DEVOTED PER MONTH: 5 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-03-07
S63	Uniform Securities Agent State Law Examination	1985-09-12

S65 Uniform Investment Adviser Law Examination

1996-03-07
S63 Uniform Securities Agent State Law Examination

1985-09-12