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James Almando Scatena

Rbc Capital Markets, LLC

Boulder, CO

Boulder, CO

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-02-19
CO RA APPROVED 1999-01-01
  • TX RA
    APPROVED_RES
    Since 2010-02-19
  • CO RA
    APPROVED
    Since 1999-01-01

Branch Locations

1801 13Th Street Suite 310, Boulder, CO 80302-5342 • United States

Boulder, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Boulder CO 03/2008 Present
  • 03/2008 → Present
    Rbc Capital Markets Corporation
    Boulder, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-02-02
S63 Uniform Securities Agent State Law Examination 1996-01-29
  • S65 Uniform Investment Adviser Law Examination
    1996-02-02
  • S63 Uniform Securities Agent State Law Examination
    1996-01-29
Other Names
  • James Almando Scatena

View on SEC IAPD

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