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Stephen Dennis Meyers

LPl Financial LLC

Fountain Valley, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2007-03-02
  • CA RA
    APPROVED
    Since 2007-03-02

Branch Locations

10540 Talbert Ave. Ste 270, Fountain Valley, CA 92708 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco Private Ledger Fountain Valley CA 03/2007 Present
  • 03/2007 → Present
    Linsco Private Ledger
    Fountain Valley, CA
Previous Registrations
  • 2005-05-09 → 2007-03-09
    Citicorp Investment Services
    Fountain Valley, CA
    Fountain Valley, CA
Other Businesses

1. 01/05/2007 - Non-Variable Insurance DBA - WHOLE LIFE, UNIVERSAL LIFE AND TERM INSURANCE- ORANGE COUNTY INVESTMENT GROUP/ TIME SPENT:5% INCOME:$15,000/ FOUNATIN VALLEY, CA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-05-08
S63 Uniform Securities Agent State Law Examination 1989-07-19
  • S66 Uniform Combined State Law Examination
    2004-05-08
  • S63 Uniform Securities Agent State Law Examination
    1989-07-19

View on SEC IAPD

Other Firms

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
TRANSAMERICA FINANCIAL ADVISORS, LLC
PERENNIAL FINANCIAL SERVICES
WELLS FARGO CLEARING SERVICES, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
EDWARD JONES
OSAIC INSTITUTIONS, INC.

Other Investors

EDWIN VAN ES
GABRIEL MARTIN
Blal Said
ELIJAH GRANT GOBLE
CHARLOTTE HUANG
WILLIAM ARTHUR OSLAND
JEFFERY GR GOBLE
GIESELLA ANNE EARLEY

Other Offices

CITIGROUP GLOBAL MARKETS INC. · Fountain Valley, CA
CITIGROUP GLOBAL MARKETS INC. · Fountain Valley, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FOUNTAIN VALLEY, CA
TRANSAMERICA FINANCIAL ADVISORS, LLC · Fountain Valley, CA
PERENNIAL FINANCIAL SERVICES · Fountain Valley, CA
WELLS FARGO CLEARING SERVICES, LLC · FOUNTAIN VALLEY, CA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fountain Valley, CA
LPL FINANCIAL LLC · FOUNTAIN VALLEY, CA

More in Fountain Valley, CA

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