Best Investors
Account
Sign in
Best Investors
Account
Sign in
388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-12-06 |
| CA | RA | APPROVED | 2007-05-29 |
Branch Locations
Huntington Beach, CA • United States
Cwm Retail, Sales 7552 Edinger Avenue, Suite 1A, Huntington Beach, CA 92647 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Huntington Beach | CA | 05/2007 | Present |
Rental property 2025 Canyons Resort Drive, #Z-1 Park City, UT; investment related; start date of affiliation: 3/9/12; Title: owner; Duties: collecting monthly payments and coordinating general maintenance; 0 hours devoted each month to the rental property during securities trading hours; 5 hours devoted each month to the rental property outside of security trading hours ----- Rental property 2025 Canyons Resort Drive, #H-4 Park City, UT; investment related; start date of affiliation: 2/29/12; Title: owner; Duties: collecting monthly payments and coordinating general maintenance; 0 hours devoted each month to the rental property during securities trading hours; 5 hours devoted each month to the rental property outside of security trading hours ----- Rental property 200 PCH #122, Huntington Beach, CA; investment related; start date of affiliation: 4/10/17; Title: owner; Duties: collecting monthly payments and coordinating general maintenance; 5 hours devoted each month to the rental property during securities trading hours; 5 hours devoted each month to the rental property outside of security trading hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-11-27 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-24 |
Reach out to this advisor