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Charlotte Huang

Citigroup Global Markets Inc.

Fountain Valley, CA

Pasadena, CA

Rosemead, CA

Pasadena, CA

Glendora, CA

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-11-10
  • CA RA
    APPROVED
    Since 2022-11-10

Branch Locations

Citi Wealth Management, Sales 17400 Brookhurst St., Ste 200, Fountain Valley, CA 92708 • United States

Cwm Retail, Sales 177 E Colorado Blvd., Pasadena, CA 91105 • United States

Cwm Retail, Sales 9001 Valley Blvd., Rosemead, CA 91770 • United States

Cwm Retail, Sales 285 S. Lake Ave, Pasadena, CA 91101 • United States

Cwm Retail, Sales 401 E. Arrow Hwy, Glendora, CA 91740 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Alhambra CA 07/2013 10/2021
Wells Fargo Bank Arcadia CA 10/2021 10/2022
Citigroup Arcadia CA 11/2022 Present
  • 07/2013 → 10/2021
    Wells Fargo Bank
    Alhambra, CA
  • 10/2021 → 10/2022
    Wells Fargo Bank
    Arcadia, CA
  • 11/2022 → Present
    Citigroup
    Arcadia, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-08
S63 Uniform Securities Agent State Law Examination 2018-07-16
  • S66 Uniform Combined State Law Examination
    2022-02-08
  • S63 Uniform Securities Agent State Law Examination
    2018-07-16
Other Names
  • Peng Huang

View on SEC IAPD

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Other Offices

CITIGROUP GLOBAL MARKETS INC. · Fountain Valley, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FOUNTAIN VALLEY, CA
TRANSAMERICA FINANCIAL ADVISORS, LLC · Fountain Valley, CA
PERENNIAL FINANCIAL SERVICES · Fountain Valley, CA
WELLS FARGO CLEARING SERVICES, LLC · FOUNTAIN VALLEY, CA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fountain Valley, CA
LPL FINANCIAL LLC · FOUNTAIN VALLEY, CA
LPL FINANCIAL LLC · FOUNTAIN VALLEY, CA

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