Best Investors Account Sign in

Eugene K Lam

Citigroup Global Markets Inc.

Fountain Valley, CA

Cerritos, CA

Claim This Profile
Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-31
  • CA RA
    APPROVED
    Since 2025-01-31

Branch Locations

Citi Wealth Management, Sales 17400 Brookhurst St., Ste 200, Fountain Valley, CA 92708 • United States

Cwm Retail, Sales 410 Los Cerritos Blvd., Cerritos, CA 90703 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Irvine CA 12/2016 04/2022
Wells Fargo Advisors Llc Irvine CA 12/2012 12/2016
Wells Fargo Clearing Services, Llc Los Angeles CA 04/2022 08/2024
Citigroup Cerritos CA 01/2025 Present
Unemployed Cerritos CA 09/2024 12/2024
  • 12/2016 → 04/2022
    Wells Fargo Bank Na
    Irvine, CA
  • 12/2012 → 12/2016
    Wells Fargo Advisors Llc
    Irvine, CA
  • 04/2022 → 08/2024
    Wells Fargo Clearing Services, Llc
    Los Angeles, CA
  • 01/2025 → Present
    Citigroup
    Cerritos, CA
  • 09/2024 → 12/2024
    Unemployed
    Cerritos, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-27
  • S66 Uniform Combined State Law Examination
    2007-08-27
Designations
Other Names
  • Eugene Lam
  • Eugene K Lam

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
TRANSAMERICA FINANCIAL ADVISORS, LLC
PERENNIAL FINANCIAL SERVICES
WELLS FARGO CLEARING SERVICES, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
LPL FINANCIAL LLC
EDWARD JONES
OSAIC INSTITUTIONS, INC.

Other Investors

EDWIN VAN ES
GABRIEL MARTIN
Blal Said
ELIJAH GRANT GOBLE
CHARLOTTE HUANG
WILLIAM ARTHUR OSLAND
JEFFERY GR GOBLE
GIESELLA ANNE EARLEY

Other Offices

CITIGROUP GLOBAL MARKETS INC. · Fountain Valley, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FOUNTAIN VALLEY, CA
TRANSAMERICA FINANCIAL ADVISORS, LLC · Fountain Valley, CA
PERENNIAL FINANCIAL SERVICES · Fountain Valley, CA
WELLS FARGO CLEARING SERVICES, LLC · FOUNTAIN VALLEY, CA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fountain Valley, CA
LPL FINANCIAL LLC · FOUNTAIN VALLEY, CA
LPL FINANCIAL LLC · FOUNTAIN VALLEY, CA

More in Fountain Valley, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor