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Edwin Van Es

Citigroup Global Markets Inc.

Fountain Valley, CA

La Jolla, CA

La Jolla, CA

Carlsbad, CA

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2007-05-29
TX RA APPROVED_RES 2007-05-29
  • CA RA
    APPROVED
    Since 2007-05-29
  • TX RA
    APPROVED_RES
    Since 2007-05-29

Branch Locations

Citi Wealth Management, Sales 17400 Brookhurst St. Suite 200, Fountain Valley, CA 92708 • United States

Citi Retail Banking 8813 Villa La Jolla Drive, La Jolla, CA 92037 • United States

Citi Retail Banking 1142 Prospect Ave, La Jolla, CA 92037 • United States

Carlsbad, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. La Jolla CA 05/2007 Present
Previous Registrations
  • 2003-09-12 → 2007-05-29
    Citicorp Investment Services
    Lo Jolla, CA
    La Jolla, CA
  • 2000-11-14 → 2003-08-20
    Morgan Stanley Dw Inc.
    San Diego, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-05-24
S63 Uniform Securities Agent State Law Examination 1999-05-17
  • S65 Uniform Investment Adviser Law Examination
    1999-05-24
  • S63 Uniform Securities Agent State Law Examination
    1999-05-17
Other Names
  • Eddie Vanes
  • Edwin Fransiscusgerardus Vanes
  • Edwin Vanes

View on SEC IAPD

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PERENNIAL FINANCIAL SERVICES
WELLS FARGO CLEARING SERVICES, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
LPL FINANCIAL LLC
EDWARD JONES
OSAIC INSTITUTIONS, INC.

Other Investors

GABRIEL MARTIN
Blal Said
ELIJAH GRANT GOBLE
CHARLOTTE HUANG
WILLIAM ARTHUR OSLAND
JEFFERY GR GOBLE
GIESELLA ANNE EARLEY
EUGENE K LAM

Other Offices

CITIGROUP GLOBAL MARKETS INC. · Fountain Valley, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FOUNTAIN VALLEY, CA
TRANSAMERICA FINANCIAL ADVISORS, LLC · Fountain Valley, CA
PERENNIAL FINANCIAL SERVICES · Fountain Valley, CA
WELLS FARGO CLEARING SERVICES, LLC · FOUNTAIN VALLEY, CA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fountain Valley, CA
LPL FINANCIAL LLC · FOUNTAIN VALLEY, CA
LPL FINANCIAL LLC · FOUNTAIN VALLEY, CA

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