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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2007-05-29
  • CA RA
    APPROVED
    Since 2007-05-29

Branch Locations

Citi Wealth Management, Sales 17400 Brookhurst St. Suite 200, Fountain Valley, CA 92708 • United States

Murrieta, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Riverside CA 05/2007 Present
Previous Registrations
  • 2003-11-06 → 2007-05-29
    Citicorp Investment Services
    Riverside, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-07-26
S63 Uniform Securities Agent State Law Examination 1993-11-11
  • S65 Uniform Investment Adviser Law Examination
    2005-07-26
  • S63 Uniform Securities Agent State Law Examination
    1993-11-11
Other Names
  • Bill Osland
  • Bill Osland

View on SEC IAPD

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