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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-12-09
  • CA RA
    APPROVED
    Since 2019-12-09

Branch Locations

Citi Wealth Management, Sales 17400 Brookhurst St., Ste 200, Fountain Valley, CA 92708 • United States

Citi Retail Banking 237 S. Myrtle Ave, Monrovia, CA 91016 • United States

Yorba Linda, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Laguna Hills CA 05/2010 Present
  • 05/2010 → Present
    Citigroup
    Laguna Hills, CA
Other Businesses

Rental Property - Yorba Linda, CA; Investment-related; Affiliation started 08/01/2006; Title: Co-owner; Duties: None; No time is devoted to the rental each month during or outside of security trading hours. //// Rental Property - Anaheim, CA; Investment-related; Started: February 1, 2024; Title: Co-Owner; Duties: no external duties. My husband who owns the property with me will be responsible for all the duties.; 0. hours are devoted each month during securities trading hours; 0. hours are devoted each month outside of securities trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-06
S63 Uniform Securities Agent State Law Examination 2008-05-09
  • S66 Uniform Combined State Law Examination
    2019-12-06
  • S63 Uniform Securities Agent State Law Examination
    2008-05-09
Other Names
  • Giesella Anne Yuan
  • Gessie Earley

View on SEC IAPD

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