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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2017-03-25 |
Branch Locations
8833 Cincinnati Dayton Road, Suite 105 & 106, West Chester, OH 45069 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities | Miamisburg | OH | 04/2015 | Present |
| Massmutual Life Insurance Company | West Chester | OH | 07/2016 | Present |
| Mml Investors Services, Llc | West Chester | OH | 03/2017 | Present |
(1) Name: Richard Carmel Inv rel: Y Add: At Residential Address Nature: Homeowner Association Position: Vice President Start date: 03/01/2014 No. HR/MO: 1 No. HR/MO during sec trading: 0 Describe Duties: Meet quarterly with other Board members to review home improvement applications and discuss issues within our community (2) Name: Richard Carmel Inv rel: Y Add: 8833 Cincinnati Dayton Rd, West Chester, OH 45069 Nature: Sale of Medicare supplements Position: Sales Rep Start date: 05/015/2015 No. HR/MO: 1 No. HR/MO during sec trading: 1 Describe Duties: On a very limited basis, I assist clients with Medicare supplements (3) Name: Richard Carmel Inv rel: Y Add: Residential Nature: Life, Disability, Long-Term Care, Health, Supplemental Benefits Position: Agent Start date: 02/15/2023 No. HR/MO: 1. No. HR/MO during sec trading: 0. Describe duties: Sales, referrals and service of various insurance products (4) Name: Cincinnati Chapter of Legatus Inv rel: Y Add: 4555 Lake Forest Drive, Suite 400. Cincinnati, OH 45242 Nature: Board Service Position: Treasurer Start date: 01/08/2024 No. HR/MO: 8. No. HR/MO during sec trading: 8. Describe duties: Oversee the financial affairs of the organization.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-02-22 |
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