Vincent B Waln

Employer firm

Hornor, Townsend & Kent, LLC CRD 4031

$9.01B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1990 → Present
  Lifeplan, Ltd. /Minnesota Mutual
  West Chester, OH
• 02/1992 → 09/2016
  Securian Financial Services, Inc.
  St Paul, MN
• 09/2016 → Present
  Hornor Townsend & Kent Inc
  Horsham, PA
• 09/2016 → Present
  Penn Mutual Life Insurance Co
  Horsham, PA

Previous Registrations

• 2000-02-28 → 2016-09-13
  Securian Financial Services, Inc.
  Toledo, OH
  West Chester, OH
  West Chester, OH

Other Businesses

1) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: 21ST CENTURY FINANCIAL | POSITION HELD: AGENT- | ADDRESS: 130 SPRINGSIDE DR, STE 100, AKRON, OH 44333 | START DATE: 2016-09-12 | NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE- | APPROX HRS PER MTH: 10-25 HOURS | APPROX TRADING HRS PER MTH: 10-25 HOURS | DESCRIPTION OF DUTIES: SALES OF LIFE, ACCIDENT, HEALTH/DI/LTC AND ANNUITY ACCOUNTS FOR MULTIPLE CARRIERS INCLUDING THE PENN MUTUAL LIFE INS. CO. 2) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: LIFEPLAN, LTD | POSITION HELD: PROPRIETOR/OWNER- | ADDRESS: 7185 LIBERTY CENTRE DRIVE, STE C, WEST CHESTER, OH 45069 | START DATE: 1997-09-19 | NATURE OF ACTIVITY: MULTI-LINE INSURANCE BROKERAGE- | APPROX HRS PER MTH: 26-40 HOURS | APPROX TRADING HRS PER MTH: 26-40 HOURS | DESCRIPTION OF DUTIES: SALES OF LIFE, ACCIDENT, HEALTH/DI/LTC AND ANNUITY ACCOUNTS FOR MULTIPLE CARRIERS INCLUDING THE PENN MUTUAL LIFE INS. CO. 3) BOARD MEMBER | INVESTMENT RELATED: NO | DBA NAME: LIBERTY CENTRE OFFICE CONDO ASSOCIATION | POSITION HELD: BOARD MEMBER/TRUSTEE- | ADDRESS: 7185 LIBERTY CENTRE DR, STE C, WEST CHESTER, OH 45069 | START DATE: | NATURE OF ACTIVITY: OTHER- PROFESSIONAL OFFICE CONDO ASSOCIATION | APPROX HRS PER MTH: LESS THAN 10 HOURS | APPROX TRADING HRS PER MTH: LESS THAN 10 HOURS | DESCRIPTION OF DUTIES: 5% OWNER IN THE ASSOCIATION; ALSO SERVE AS TREASURER WITH CHECK WRITING PRIVLAGES (1 OF 3) COLLECT MONTHLY FEES AND PAY BILLS FOR THE ASSOCIATION. 4) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: 1847FINANCIAL | POSITION HELD: AGENT- | ADDRESS: 130 SPRINGSIDE DR, STE 100, AKRON, OH 44333 | START DATE: 01/01/2024| NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE- | APPROX HRS PER MTH: 10-25 HOURS | APPROX TRADING HRS PER MTH: 10-25 HOURS | DESCRIPTION OF DUTIES: SALES OF LIFE, ACCIDENT, HEALTH/DI/LTC AND ANNUITY ACCOUNTS FOR MULTIPLE CARRIERS INCLUDING THE PENN MUTUAL LIFE INS. CO.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-10-29
• S63 Uniform Securities Agent State Law Examination
  1996-03-04

Other Names

• Vincent Bruce Waln