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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-11-03
  • OH RA
    APPROVED
    Since 2023-11-03

Branch Locations

7182 Liberty Centre Drive #1, West Chester, OH 45069 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Corporation Cincinnati OH 01/1999 11/2023
Southland Equity Partners Bellevue KY 09/2014 Present
Osaic Wealth, Inc. West Chester OH 11/2023 Present
  • 01/1999 → 11/2023
    Fsc Securities Corporation
    Cincinnati, OH
  • 09/2014 → Present
    Southland Equity Partners
    Bellevue, KY
  • 11/2023 → Present
    West Chester, OH
Previous Registrations
  • 2000-05-11 → 2023-11-03
    Fsc Securities Corporation
    Worthington, OH
    West Chester, OH
    West Chester, OH
    Bellevue, KY
Other Businesses

1. CLEAR CHANNEL RADIO - TALK SHOW HOST, NO, MONTGOMERY RD. CINCINNATO, OH 45236, HOST, 1994, 15HRS/MONTH, 2HRS DT, TALK SHOW HOST DISCUSSING ISSUES OF THE DAY. 2. TRACY JONES FINANCIAL, YES, 101 HARBOR GREENE DR. W602 BELLEVUE, KY 41073, OWNER, 9/2006, 100 HRS/DT, 4HRS DT, FINANCIAL ADVISOR - RIA. 3. LESHNAK WEALTH POSITION: financial advisor NATURE: sole prorietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 60 START DATE: 01/12/2019 ADDRESS: 7182 liberty centre drive unit 1, west chester OH 45069, United States DESCRIPTION: Financial advisor 4. JONES INVESTMENT PROPERTIES POSITION: president NATURE: llc INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 03/31/2015 ADDRESS: 101 harbor green w602, bellevue KY 41073, United States DESCRIPTION: I'm the landlord. No clients are tenants

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-04-14
  • S63 Uniform Securities Agent State Law Examination
    1999-04-14

View on SEC IAPD

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