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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-08-21
TX RA APPROVED 2025-08-14
  • OH RA
    APPROVED
    Since 2025-08-21
  • TX RA
    APPROVED
    Since 2025-08-14

Branch Locations

7237 Cincinnati Dayton Rd Suite 103, Liberty Township, OH 45069 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 01/2010 05/2025
Raymond James Financial Services Inc. West Chester OH 05/2025 Present
Raymond James Financial Services Advisors Inc. West Chester OH 05/2025 Present
Previous Registrations
  • 2010-03-22 → 2025-08-15
    West Chester, OH
    Cincinnati, OH
    St Louis, MO
Other Businesses

(1)Name of Business: Mishler Financial Planning Address: 7237 Cincinnati Dayton Rd Ste 103, Liberty Township, OH, 45069-1774, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 08/14/2025 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Owner of business

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-03-19
  • S66 Uniform Combined State Law Examination
    2010-03-19
Other Names
  • Sye Ryong-Hwang Mishler
  • Seung Ryong Hwang Mishler

View on SEC IAPD

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