Best Investors Account Sign in

Joshua Eric Hobbs

Charles Schwab & Co., Inc.

Liberty Township, OH

Cincinnati, OH

Claim This Profile
Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-07-14
  • OH RA
    APPROVED
    Since 2023-07-14

Branch Locations

6862 Liberty Plaza Drive Suite 100, Liberty Township, OH 45044 • United States

7835 Kenwood Road, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc Greenwood IN 01/2020 01/2021
N/A Boca Raton FL 10/2019 01/2020
Fidelity Investments Jacksonville FL 04/2021 05/2023
N/A Noblesville IN 01/2021 04/2021
Charles Schwab & Co., Inc. Cincinnati OH 06/2023 Present
Charles Schwab Bank, Ssb Cincinnati OH 06/2023 Present
Charles Schwab & Co., Inc. Plantation FL 11/2006 09/2019
  • 01/2020 → 01/2021
    Td Ameritrade, Inc
    Greenwood, IN
  • 10/2019 → 01/2020
    N/A
    Boca Raton, FL
  • 04/2021 → 05/2023
    Fidelity Investments
    Jacksonville, FL
  • 01/2021 → 04/2021
    N/A
    Noblesville, IN
  • 06/2023 → Present
    Charles Schwab & Co., Inc.
    Cincinnati, OH
  • 06/2023 → Present
    Charles Schwab Bank, Ssb
    Cincinnati, OH
  • 11/2006 → 09/2019
    Charles Schwab & Co., Inc.
    Plantation, FL
Previous Registrations
  • 2021-06-22 → 2023-05-23
    Fidelity Personal And Workplace Advisors
    Jacksonville, FL
  • 2020-02-13 → 2021-01-11
    Td Ameritrade, Inc.
    Indianapolis, IN
    Greenwood, IN
  • 2020-02-13 → 2020-12-31
    Td Ameritrade Investment Management, Llc
    Greenwood, IN
  • 2015-02-20 → 2019-10-09
    Charles Schwab & Co., Inc.
    Fishers (Indianapolis), IN
    Indianapolis, IN
    Fishers (Indianapolis), IN
    Indianapolis, IN
    Lone Tree, CO
    Fort Lauderdale, FL
    Plantation, FL
    Fort Lauderdale, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-20
S63 Uniform Securities Agent State Law Examination 2007-02-02
  • S66 Uniform Combined State Law Examination
    2015-02-20
  • S63 Uniform Securities Agent State Law Examination
    2007-02-02
Other Names
  • Joshua Hobbs
  • Josh Hobbs

View on SEC IAPD

Other Firms

PNC WEALTH MANAGEMENT LLC
HORNOR, TOWNSEND & KENT, LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
OSAIC WEALTH, INC.
SOUTHLAND EQUITY PARTNERS, LLC.
MML INVESTORS SERVICES, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
LPL FINANCIAL LLC

Other Investors

JOSHUA KEITH MANNERS
DAVID FAKES
JASON Z REEVES
CHRISTOPHER EUGENE DUDASH
VINCENT B WALN
JEFFREY JOSEPH GAYONSKI
THOMAS M STAFFORD
TRACY DONALD JONES

Other Offices

PNC WEALTH MANAGEMENT LLC · Liberty Township, OH
HORNOR, TOWNSEND & KENT, LLC · WEST CHESTER, OH
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · WEST CHESTER, OH
OSAIC WEALTH, INC. · WEST CHESTER, OH
SOUTHLAND EQUITY PARTNERS, LLC. · West Chester, OH
OSAIC WEALTH, INC. · WEST CHESTER, OH
MML INVESTORS SERVICES, LLC · Liberty Township, OH
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Liberty Township, OH

More in Liberty Township, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor