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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-01-05 |
| TX | RA | APPROVED_RES | 2020-08-05 |
| OH | RA | APPROVED | 2020-01-02 |
Branch Locations
7237 Cincinnati Dayton Rd Suite 203, West Chester, OH 45069 • United States
Sarasota, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Boston | MA | 12/2002 | Present |
1. 12/6/2005 - DBA ONLY - DALTON WEALTH MANAGEMENT - WEST CHESTER, OH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-10-26 |
| S63 | Uniform Securities Agent State Law Examination | 1993-04-19 |
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