David Michael Dalton

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2002 → Present
  Lpl Financial Llc
  Boston, MA

Previous Registrations

• 2003-01-13 → 2020-01-02
  Lpl Financial Llc
  Hamilton, OH
  Fairfield, OH
  Franklin, OH
  Hamilton, OH
  Yellow Springs, OH
  Troy, OH
  Hamilton, OH
  West Chester, OH
  Hamilton, OH
  West Chester, OH
  Cincinnati, OH
  Hamilton, OH
  Oxford, OH

Other Businesses

1. 12/6/2005 - DBA ONLY - DALTON WEALTH MANAGEMENT - WEST CHESTER, OH.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-10-26
• S63 Uniform Securities Agent State Law Examination
  1993-04-19