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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-08-06 |
| OH | RA | APPROVED | 2020-01-02 |
Branch Locations
7237 Cincinnati Dayton Rd Suite 203, West Chester, OH 45069 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | West Chester | OH | 11/2009 | Present |
1. 11/27/2009: DALTON WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 2/10/2023 - No Business Name - Investment Related - At Reported Business Location(s) - Notary - Notary Public - Start Date - 08/01/2020 - 0 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 2010-05-15 |
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