Peter Nicholas Ruma

Current Employers

Gould Ruma Financial Advisors

3231 Central Park West Suite 211, Toledo, OH 43617 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2011-02-02

OH RA
APPROVED

Since 2011-02-02

Branch Locations

3231 Central Park West Suite 211, Toledo, OH 43617 • United States

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2005-05-09

OH RA
APPROVED

Since 2005-05-09

Branch Locations

3231 Central Park W. Dr. #211, Toledo, OH 43617-3008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Linsco/Private Ledger, Corp.	Toledo	OH	05/2005	Present
Gould Ruma Financial Advisors	Toledo	OH	01/2009	Present

05/2005 → Present

Linsco/Private Ledger, Corp.

Toledo, OH
01/2009 → Present

Gould Ruma Financial Advisors

Toledo, OH

Previous Registrations

2000-10-24 → 2005-05-09

Mony Securities Corporation

Sylvania, OH

Other Businesses

(1) 7/21/2005 - NON-VARIABLE INSURANCE - SELL FIXED LIFE PRODUCTS & GROUP INSURANCE SALES. - TOLEDO, OH. (2) 8/10/2005 - REGISTERED INVESTMENT ADVISOR - GOULD RUMA FINANCIAL ADVISORS - PROVIDES FINANCIAL PLANNING FOR HOURLY AND FIXED FEES. - TOLEDO, OH. (3) 9/13/2006 - NON-VARIABLE INSURANCE - FORMER MONY AGENT. MONY WAS ACQUIRED BY AXA AND AXA PAYS ME RENEWALS ON MY MONY BUSINESS. - TOLEDO, OH. (4) 9/13/2006 - NON-VARIABLE INSURANCE - HAVE SOLD HEALTH INSURANCE CASES IN THE PAST. NO NEW CASES IN THE LAST 5 YEARS. NOT ACTIVELY SOLICITING. - TIME SPENT 0% - TOLEDO, OH. (5) 11/2/2011: TAX PREP/ACCOUNTING/BOOKKEEPING - GOULD RUMA FINANCIAL ADVISORS - PREPARATION OF TAX RETURNS. - 5% OF TIME - TOLEDO, OH (6) 08/22/2013 - DBA ONLY - GOULD RUMA FINANCIAL ADVISORS - TOLEDO, OH (7) 4/5/2021 - LTCI Partners - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 4/1/2021 - 1 Hour Per Month/0 Hours During Securities Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-02-12
S63	Uniform Securities Agent State Law Examination	1991-02-08

S66 Uniform Combined State Law Examination

2001-02-12
S63 Uniform Securities Agent State Law Examination

1991-02-08

Designations

Other Names

Peter Nicholas Rumajr

View on SEC IAPD