Daniel Joseph Derrig

Current Employers

Employment History

• 12/2015 → 11/2021
  Lpl Financial
  Akron, OH
• 12/2015 → 11/2021
  Firstmerit Bank
  Akron, OH
• 02/2017 → 11/2021
  The Huntington Investment Company
  Iron Mountain, MI
• 11/2021 → Present
  Cetera Advisors Llc
  St. Cloud, MN
• 10/2021 → Present
  Prosperity Advisors Llc
  Akron, OH
• 11/2022 → 02/2023
  Comprehensive Retirement Solutions, Llc (Crs)
  Carmel, IN
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2017-02-01 → 2021-11-12
  The Huntington Investment Company
  Canton, OH
  Amherst, WI
  Munising, MI
  Hancock, MI
  Akron, OH
  Kiel, WI
  Stevens Point, WI
  Hilbert, WI
  Gwinn, MI
  Houghton, MI
  Marquette, MI
  Iron Mountain, MI
  Ishpeming, MI
  Escanaba, MI
  Boulder Junction, WI
  Manitowish Waters, WI
  Superior, WI
  Antigo, WI
  Ironwood, MI
  Darlington, WI
• 2015-12-15 → 2017-02-01
  Lpl Financial Llc
  Akron, OH
  Amherst, WI
  Kiel, WI
  Stevens Point, WI
  Hilbert, WI
  Dickwyville, WI
  Madison, WI
  Ironwood, MI
  Manitowish Waters, WI
  Boulder Junction, WI
  Canton, OH
  Antigo, WI
  Superior, WI
  Canton, OH
  Massillon, OH
  Lancaster, WI
  Fennimore, WI
  Darlington, WI
  Prairie Du Chien, WI
  Iron River, MI
  Calumet, MI
  Iron Mountain, MI
  Escanaba, MI
  Ishpeming, MI
  Munising, MI
  Gwinn, MI
  Hancock, MI
  Houghton, MI
  Marquette, MI
• 2015-07-23 → 2015-12-16
  Thrivent Investment Management Inc.
  Cleveland, OH

Other Businesses

1. NAME OF OTHER BUSINESS: PROSPERITY ADVISORS LLC INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 10/2021, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2. NAME OF OTHER BUSINESS: PROSPERITY TAX CENTER, LLC; INVESTMENT RELATED: NO; ADDRESS: 10955 LOWELL AVE, STE 900, OVERLAND PARK, KS 66210; NATURE OF BUSINESS: TAX SERVICE REFERRALS; START DATE: 11/2022; POSITION/TITLE/RELATIONSHIP: Referrer, APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: MAY REFER PROSPERITY ADVISORS, LLC CLIENTS FOR TAX SERVICES; 3. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 09/2024, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, AND FIXED ANNUITIES; 4. NAME OF OTHER BUSINESS: MIDNIGHT ALPHA, LLC; INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL LOCATION, NATURE OF BUSINESS: HOLDING COMPANY, START DATE: 1/2025, POSITION/TITLE/RELATIONSHIP: SOLE MEMBER, APX NUMBER OF HOURS PER WEEK: 0, APX NUMBER OF HOURS DURING TRADING HOURS: 0, BRIEF DESCRIPTION OF DUTIES: HOLDING COMPANY FOR TAX REPORTING PURPOSES;

Exams

• S66 Uniform Combined State Law Examination
  2015-07-22

Designations