Brett Ryan Jergens

Current Employers

Employment History

• 06/2011 → 03/2020
  Tortoise Capital Advisors, L.L.C.
  Leawood, KS
• 07/2021 → Present
  Prosperity Advisors
  Overland Park, KS
• 08/2021 → Present
  Cetera Advisors Llc
  St Cloud, MN
• 03/2022 → 01/2023
  Comprehensive Retirement Solutions (Crs), Llc
  Carmel, IN
• 03/2022 → Present
  Prosperity Holdings, Llc
  Overland Park, KS
• 12/2021 → Present
  Brj Financial, Llc
  Overland Park, KS
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 04/2024 → Present
  Prosperity Financial Planning
  Plymouth, MA
• 03/2020 → 07/2021
  Unemployed
  Overland Park, KS

Previous Registrations

• 2018-02-13 → 2020-04-21
  Tortoise Capital Advisors, L.L.C.
  Overland Park, KS
• 2006-03-28 → 2006-05-08
  Searcy Financial Services, Inc.
  Overland Park, KS

Other Businesses

1) NAME OF OTHER BUSINESS: PROSPERITY ADVISORS LLC INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 07/2021, POSITION/TITLE/RELATIONSHIP: CHIEF INVESTMENT OFFICER, APX NUMBER OF HOURS PER WEEK: 50, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2) NAME OF OTHER BUSINESS: PROSPERITY TAX CENTER, LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: TAX AND ACCOUNTING, START DATE: 03/2022, POSITION/TITLE/RELATIONSHIP: REFERRER, APX NUMBER OF HOURS PER WEEK: 2, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: REFER CLIENTS TO CPA; 3)NAME OF OTHER BUSINESS: PROSPERITY HOLDINGS, LLC, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: LLC, START DATE: 03/2022, POSITION/TITLE/RELATIONSHIP: PART OWNER APX NUMBER OF HOURS PER WEEK: 2, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: LLC TO RECEIVE INCOME FROM PROSPERITY ADVISORS; 4) NAME OF OTHER BUSINESS: PROSPERITY NETWORK OF ADVISORS, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 11/2022, POSITION/TITLE/RELATIONSHIP: CHIEF INVESTMENT OFFICER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 5) NAME OF OTHER BUSINESS: BRJ FINANCIAL, LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL LOCATION, NATURE OF BUSINESS: TAX SHELTER, START DATE: 12/2021, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 1, MAY BE DURING MARKET HOURS, BRIEF DESCRIPTION OF DUTIES LLC TO HOLD SHARES OF PROSPERITY ADVISORS, LLC FOR TAX PURPOSES; 6) NAME OF OTHER BUSINESS: PROSPERITY FINANCIAL PLANNING; INVESTMENT RELATED: YES; ADDRESS: 34 MAIN STREET EXTENSION, SUITE 201 PLYMOUTH, MA 02360; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 04/2024; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S63 Uniform Securities Agent State Law Examination
  2021-10-11

Designations