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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2008-09-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Maumee | OH | 03/2008 | Present |
| Nylife Securities Llc | Maumee | OH | 06/2008 | Present |
| Eagle Strategies Llc | Maumee | OH | 09/2008 | Present |
| Salem Financial Group | Toledo | OH | 08/2016 | Present |
[APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS: INVESTMENT RELATED; INSURANCE BROKER; START DATE 3/2008] [TOLEDO LUCAS COUNTY PORT AUTHORITY; ONE MARITIME PLAZA, SUITE 701, TOLEDO, OHIO 43604; MAINTAINING THE AIRPOT, TRAIN STATION AND SEAPORT & ACTS AS THE FINANCIAL ARM FOR PROSPECTIVE & EXISTING BUSINESS IN THE ENTIRE REGION-GOVERNED BY STATE OF OHIO REGULATION; I SERVE AS APPOINTED DIRECTOR ON BOARD-APPOINTED BY COUNTY COMMISSIONERS] [OPERATING UNDER THE DBA NAME OF SALEM FINANCIAL GROUP FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; TOLEDO, OH; START DATE: 08/2016] [NYLARC Holding Company, Inc.; Reinsuring the life insurance I write with New York Life; 51 Madison Avenue, New York, NY 10010; Start Date 06/2018; Role/Title: Shareholder; Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [SFG Holdings, LLC; SFG Holdings will own a small building that will fully house our financial services practice called Salem Financial Group, LLC which DBA is already approved by NYL; 413 Washington St., Toledo OH 43604; Start Date 05/2021; Role/Title: Owner; Investment Related; 5 hours per month; 0 hours per month during securities trading hours] [Islamic Society of Northwest Ohio; Islamic Center. Religious institution providing religious services and community activities for the Muslim community in Northwest Ohio.; 850 S. McCord Rd. Holland Ohio 43528; Start Date 08/2022; Role/Title: Finance Committee Chair; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours] [The University of Toledo College of Business and Innovation - Finance Department Chair Advisory Board; Provide only an advisory role to the department chair on issues relevant to the Toledo community.; 2801 W. Bancroft St, Toledo, OH 43606; Start Date 11/2022; Role/Title: advisor; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours; one of 15-30 community leaders and University of Toledo graduates serving in this advisory, voluntary role] [The University of Toledo Foundation Board; The Foundation is established to support the work of the University of Toledo.; 4501 Dorr St. Toledo, OH 43615; Start Date 07/2019; Role/Title: Board Member; Investment Related; 4 hours per month; 4 hours per month during securities trading hours; Serve as board member. also will serve on the investment committee in an oversight and fiduciary capacity. I will also serve on the executive committee as Secretary.]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-06 |
| S63 | Uniform Securities Agent State Law Examination | 1995-05-12 |
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