Ryan Phillip Kelley

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → Present
  Lpl Financial Llc
  Toledo, OH

Previous Registrations

• 1999-02-01 → 2009-10-28
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Toledo, OH
  Toledo, OH

Other Businesses

1. 10/21/2009 - NO BUSINESS NAME - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - THE RETIREMENT GROUP, LLC - INV REL - AT REPORTED LOCATION - 100% TIME SPENT 2. 09/09/2015 - NO BUSINESS NAME - Outside/W-2 Employment - NOT INV REL - START 10/01/2015 - 745 WASHINGTON ST. Toledo, OH 43604 - Property Manager for the condo association where i live. I would as an independent contractor for HOA. - 20 HR/MO, 0 DURING SECS TRDG HRS - Property Manager. 3. 04/26/2022- YMCA - NOT INV REL - Toledo OH 43604 - Other - Fitness Instructor - INSTRUCTOR- Start Date - 03/07/2011 - 8 Hours Per Month/0 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-11-20
• S63 Uniform Securities Agent State Law Examination
  1998-11-19

Other Names

• Ryan P Kelley