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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2024-03-21
MO RA APPROVED 2024-03-21
OH RA APPROVED 2024-03-21
TX RA APPROVED 2024-03-21
  • KS RA
    APPROVED
    Since 2024-03-21
  • MO RA
    APPROVED
    Since 2024-03-21
  • OH RA
    APPROVED
    Since 2024-03-21
  • TX RA
    APPROVED
    Since 2024-03-21

Branch Locations

24 N Erie St, Toledo, OH 43604 • United States

10955 Lowell Ave Ste 900, 910, 920, 100, And 200, Overland Park, KS 66210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prosperity Advisory Group Overland Park KS 01/2019 03/2022
Bank Of The Prairie Olathe KS 05/2018 05/2019
Complete Outdoor Living Lake Lotawana MO 05/2017 05/2018
A Cut Above Lawn Care Blue Springs MO 05/2015 05/2017
Cetera Advisor Networks El Segundo CA 05/2019 08/2019
Cetera Advisors Llc St Cloud MN 08/2019 Present
Prosperity Advisors Llc Overland Park KS 01/2020 02/2022
Comprehensive Retirement Solutions (Crs) Carmel KS 03/2022 01/2023
Prosperity Advisors, Llc Overland Park KS 02/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 01/2019 → 03/2022
    Prosperity Advisory Group
    Overland Park, KS
  • 05/2018 → 05/2019
    Bank Of The Prairie
    Olathe, KS
  • 05/2017 → 05/2018
    Complete Outdoor Living
    Lake Lotawana, MO
  • 05/2015 → 05/2017
    A Cut Above Lawn Care
    Blue Springs, MO
  • 05/2019 → 08/2019
    Cetera Advisor Networks
    El Segundo, CA
  • 08/2019 → Present
    Cetera Advisors Llc
    St Cloud, MN
  • 01/2020 → 02/2022
    Prosperity Advisors Llc
    Overland Park, KS
  • 03/2022 → 01/2023
    Comprehensive Retirement Solutions (Crs)
    Carmel, KS
  • 02/2022 → Present
    Prosperity Advisors, Llc
    Overland Park, KS
  • 03/2024 → Present
    Schaumburg, IL
Other Businesses

(1) NAME OF OTHER BUSINESS: PROSPERITY ADVISORS, LLC ; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 2/2022 ; POSITION/TITLE/RELATIONSHIP: ASSOCIATE ADVISOR ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: ASSOCIATE ADVISOR FOR CETERA CLIENTS; (2) NAME OF OTHER BUSINESS: PROSPERITY TAX CENTER, LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: TAX AND ACCOUNTING, START DATE: 03/2022, POSITION/TITLE/RELATIONSHIP: REFERRER, APX NUMBER OF HOURS PER WEEK: 2, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: REFER CLIENTS TO CPA; (3) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 09/2024; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-25
  • S66 Uniform Combined State Law Examination
    2019-11-25
Designations

View on SEC IAPD

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