Best Investors
Account
Sign in
Best Investors
Account
Sign in
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-16 |
| MD | RA | APPROVED | 2022-07-01 |
| SC | RA | APPROVED | 2021-02-01 |
| PA | RA | APPROVED | 2020-09-04 |
| MI | RA | APPROVED | 2018-04-26 |
| IL | RA | APPROVED | 2017-02-15 |
| OH | RA | APPROVED | 2016-01-13 |
Branch Locations
29 S. Erie, Toledo, OH 43604 • United States
426 Croghan Street, Fremont, OH 43420 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Osaic Wealth, Inc. | Toledo | OH | 06/2014 | Present |
| Fockler Financial Llc | Fremont | OH | 01/2021 | Present |
1. FOCKLER FINANCIAL LLC POSITION: Founder/Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 01/01/2021 ADDRESS: 426 Croghan Street, Fremont OH 43420, United States DESCRIPTION: Financial Advisor and/or financial planner for my clients and prospects. Give financial advice in regards to budgeting, investing, asset allocation, goal planning, and more. 2. OHIO DIGITAL LEARNING SCHOOL POSITION: Treasurer/board member NATURE: Non-profit INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 03/21/2019 ADDRESS: 1690 Woodlands Dr. #200, Maumee OH 43537, United States DESCRIPTION: I am on the board of directors for a virtual charter school. I am also the treasurer. I will not have my name listed on any bank accounts, I cannot write or sign any checks or anything financial. I cannot accept or hold any funds for the school. All I do is oversee the proposed versus actual budgets for the schools operating expenses. 3. GF HOLDINGS POSITION: Owner/officer NATURE: S Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2021 ADDRESS: 4206 Arnelle Road, Toledo OH 43606, United States DESCRIPTION: This is a holding company for tax purposes and business expenses. 4. FOCKLER FINANCIAL POSITION: Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/01/2015 ADDRESS: 29 S. Erie, Toledo OH 43604, United States DESCRIPTION: Sales of fixed annuities and non-variable insurance 5. ERIEWHERE LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 12/10/2025 ADDRESS: 29 S ERIE, TOLEDO OH 43604, United States DESCRIPTION: The office building, which is also my branch address is up for sale and I would like to buy it. It would be an owner-operated loan. There is currently one (married couple) tenant in addition to my own office of Fockler Financial. 6. ERIEWHERE LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 12/10/2025 ADDRESS: 29 S ERIE, TOLEDO OH 43604, United States DESCRIPTION: The office building , which is also my branch address is now owned by me effective 2/10/2026. It would be an owner-operated loan. There is currently one (married couple) tenant in addition to my own office of Fockler Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-11 |
Reach out to this advisor