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400 Broadway, Cincinnati, OH 45202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2026-03-19 |
Branch Locations
2140 E Pebble Rd Suite 230, Las Vegas, NV 89123-3221 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Cerritos | CA | 02/2012 | 01/2017 |
| Bank Of America, N.A. | Cerritos | CA | 04/2012 | 01/2017 |
| Cuso Financial Services, L.P. | San Diego | CA | 04/2017 | 06/2017 |
| Western International Securities, Inc. | Pasadena | CA | 03/2008 | 05/2018 |
| Teacher'S Pension | San Diego | CA | 07/2017 | 05/2018 |
| Wescom Financial Services, Llc | Pasadena | CA | 05/2018 | 07/2025 |
| Cuso Financial Services, Lp | Anaheim | CA | 01/2023 | 05/2025 |
| Lpl Financial Llc | Anaheim | CA | 05/2025 | 07/2025 |
| Unemployed | Chino Hills | CA | 07/2025 | 02/2026 |
| Unemployed | Chino Hills | CA | 02/2017 | 03/2017 |
| Western & Southern Life | Las Vegas | NV | 02/2026 | Present |
| W&S Brokerage Services, Inc. | Las Vegas | NV | 03/2026 | Present |
Western & Southern Life - No - Las Vegas, NV - Full Time Sales Agent
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-07-25 |
| S65 | Uniform Investment Adviser Law Examination | 2004-07-11 |
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