Nicholas Paul Abbott

Employer firm

Mission Financial Group, LLC CRD 311876

$311M regulatory AUM 1 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2007 → 07/2023
  Edward Jones
  St Louis, MO
• 08/2018 → 09/2022
  First Allied Securities, Inc
  San Diego, CA
• 08/2018 → 11/2020
  First Allied Advisory Services, Inc
  San Diego, CA
• 11/2020 → 09/2022
  First Allied Advisory Services
  Schaumburg, IL
• 01/2021 → Present
  Mission Financial Group Llc
  Honolulu, HI
• 09/2022 → 07/2023
  Cetera Advisors Llc
  Honolulu, HI
• 07/2023 → Present
  Independent Financial Group Llc
  Honolulu, HI

Previous Registrations

• 2020-11-12 → 2021-01-12
  Cetera Investment Advisers Llc
  Honolulu, HI
  Honolulu, HI
• 2018-08-03 → 2020-11-12
  First Allied Advisory Services, Inc.
  Honolulu, HI
  Honolulu, HI
• 2008-02-21 → 2018-08-09
  Edward Jones
  Honolulu, HI
  St Louis, MO

Other Businesses

1) MISSION FINANCIAL GROUP; PARTNER; DBA; START DATE: 8/3/18; 160 HOURS PER MONTH. 2) NICHOLAS P ABBOTT; MANAGING MEMBER; HOLDING COMPANY OR TAX/BILL PAYMENT ENTITY; START DATE: 8/3/18; 4 HOURS PER MONTH. 3) CANOE CONSULTING; CONSULTANT; CONSULTING; START DATE: 7/16/2015; 0 HOURS PER MONTH. 4) INSURANCE; AGENT; INSURANCE; START DATE: 04/01/2020; 4 HOURS PER MONTH. 5) NICHOLAS ABBOTT LLC POSITION: Officer/Director NATURE: Business Entity for Tax/Investment Purposes INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 08/03/2018 ADDRESS: 732 S 6th Street, #4119, Las Vegas NV 89101, United States DESCRIPTION: Managing Member, Director, and owner. Entity is created for tax and investment purposes. (6) BGA INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 04/01/2020 ADDRESS: 732 S 6th Street, #4119, Las Vegas NV 89101, United States DESCRIPTION: Fixed Insurance Policy Business, also Fixed annuity business will run through the BGA Insurance agency.

Exams

• S66 Uniform Combined State Law Examination
  2008-02-07

Other Names

• Nicholas Paul Abbott