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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-06-22
NV RA APPROVED 2026-06-10
  • TX RA
    APPROVED_RES
    Since 2026-06-22
  • NV RA
    APPROVED
    Since 2026-06-10

Branch Locations

1077 E Sahara Ave, Las Vegas, NV 89104 • United States

11710 W Charleston Blvd, Las Vegas, NV 89135 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Las Vegas NV 05/2026 Present
University Of Nevada Las Vegas NV 01/2014 08/2018
Ameriprise Financial Service Inc Las Vegas NV 11/2018 08/2019
Woman To Woman Gynecology Las Vegas NV 06/2015 07/2018
Unemployed Las Vegas NV 07/2018 11/2018
Ameriprise Financial Services Inc Las Vegas NV 08/2020 08/2020
Unemployed Las Vegas NV 08/2019 06/2020
Woman Woman Gyn Las Vegas NV 06/2020 09/2022
Ameriprise Financial Services, Llc. Las Vegas NV 08/2020 05/2026
Bank Of America, N.A. Las Vegas NV 07/2026 Present
  • 05/2026 → Present
    Las Vegas, NV
  • 01/2014 → 08/2018
    University Of Nevada
    Las Vegas, NV
  • 11/2018 → 08/2019
    Ameriprise Financial Service Inc
    Las Vegas, NV
  • 06/2015 → 07/2018
    Woman To Woman Gynecology
    Las Vegas, NV
  • 07/2018 → 11/2018
    Unemployed
    Las Vegas, NV
  • 08/2020 → 08/2020
    Ameriprise Financial Services Inc
    Las Vegas, NV
  • 08/2019 → 06/2020
    Unemployed
    Las Vegas, NV
  • 06/2020 → 09/2022
    Woman Woman Gyn
    Las Vegas, NV
  • 08/2020 → 05/2026
    Las Vegas, NV
  • 07/2026 → Present
    Bank Of America, N.A.
    Las Vegas, NV
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-02-13
S63 Uniform Securities Agent State Law Examination 2019-12-30
  • S65 Uniform Investment Adviser Law Examination
    2020-02-13
  • S63 Uniform Securities Agent State Law Examination
    2019-12-30

View on SEC IAPD

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