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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-09-20 |
| NV | RA | APPROVED | 2024-09-19 |
Branch Locations
5905 E Galbraith Rd Workplace Benefits, Cincinnati, OH 45236 • United States
6900 Westcliff Dr, Las Vegas, NV 89145 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Las Vegas | NV | 10/2016 | Present |
| Autozone, Inc. | Las Vegas | NV | 12/2015 | 03/2017 |
| Bank Of America, N.A. | Las Vegas | NV | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-01-12 |
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