Charles Frederick Hais

Current Employers

Employment History

• 12/2008 → 06/2024
  Securities America, Inc.
  Cincinnati, OH
• 01/2009 → 06/2024
  Securities America Advisors, Inc.
  Lavista, NE
• 06/2024 → Present
  Osaic Wealth, Inc.
  Cincinnati, OH

Previous Registrations

• 2009-01-23 → 2024-06-14
  Securities America Advisors, Inc.
  Cincinnati, OH
  Cincinnati, OH
• 2008-12-26 → 2009-01-23
  Brecek & Young Advisors, Inc.
  La Vista, NE
  Cincinnati, OH
• 2001-10-10 → 2008-12-26
  Brecek & Young Advisors, Inc.
  Omaha, NE
  Louisville, KY
  Atlanta, GA
  Boca Raton, FL
  Missoula, MT
  Louisville, KY
  Lexington, KY
  Louisville, KY
  Cincinnnati, OH
  Dublin, OH
  Bedford, IN
  Cincinnati, OH
  Boca Raton, FL
  Centerville, OH
  Lexington, KY
  Bristol, TN
  Batesville, IN
  Florence, KY
  Dublin, OH
  Upper Arlington, OH
  Bristol, TN
  Highland Heights, KY
  Louisville, KY
  Cincinnati, OH
  Canton, MA
  Sandusky, OH
  Powell, OH
  Jensen Beach, FL

Other Businesses

1. QUEEN CITY CAPITAL MANAGEMENT LLC POSITION: CEO and Solicitor NATURE: SEC Registered Investment Advisory firm INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 07/01/2012 ADDRESS: 212 East Third Street, Suite 100, Cincinnati OH 45202 DESCRIPTION: I am a part owner of the firm and a solicitor to the firm. 2. CHARLES F HAIS JR INSURANCE SALES POSITION: owner NATURE: CHARLES F HAIS JR - INSURANCE SALES - AGENT - INVESTMENT RELATED - START DATE: 12/1999 - ADDRESS: 212 East Third Street Suite 100 CINCINNATI OH 45202 - 10% OF TIME SPENT INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 12/01/1999 ADDRESS: 2640 South Road, Cincinnati OH 45233 DESCRIPTION: fixed insurance sales 3. CHARLES F HAIS POSITION: property owner NATURE: property rental INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/15/2019 ADDRESS: 4360 Fearman Ave, Cincinnati OH 45211 DESCRIPTION: purchasing a home to rent to a handicapped brother in law 4. NOTARY PUBLIC POSITION: notary NATURE: notary public INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/15/2016 ADDRESS: 212 East Third Street Suite 100, CINCINNATI OH 45233 DESCRIPTION: notarize 5. OFFICE SUB RENTAL POSITION: President NATURE: to collect rent from QCCM as part of our office rental space INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2018 ADDRESS: 212 East Third Street, Suite 100, Cincinnati OH 45202, United States DESCRIPTION: to bill and collect monthly rent

Exams

• S66 Uniform Combined State Law Examination
  2005-05-19
• S63 Uniform Securities Agent State Law Examination
  1993-01-29

Designations