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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2026-01-07 |
| FL | RA | APPROVED | 2026-01-06 |
| IN | RA | APPROVED | 2026-01-06 |
| NC | RA | APPROVED | 2026-01-06 |
| KY | RA | APPROVED | 2026-01-05 |
| TX | RA | APPROVED_RES | 2026-01-02 |
| OH | RA | APPROVED | 2024-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Cincinnati | OH | 04/2014 | 06/2024 |
| Securities America Advisors | Cincinnati | OH | 11/2016 | 06/2024 |
| Osaic Wealth, Inc. | Cincinnati | OH | 06/2024 | Present |
SPECIAL OLYMPICS COACH POSITION: Coach/Volunteer NATURE: I am a volunteer coach for Special Olympics Hamilton County. I coach the soccer and skiing teams. Both sports involve practice one night a week during the season, followed by an out-of-town competition. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2004 ADDRESS: 4790 Red Bank Expry, Cincinnati OH 45227 DESCRIPTION: I am a volunteer coach for Special Olympics Hamilton County. I coach the soccer and skiing teams. Both sports involve practice one night a week during the season, followed by an out-of-town competition. CHRIS HAIS INSURANCE POSITION: Advisor NATURE: Life Insurance License. I only sell variable products, no fixed products. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 04/14/2014 ADDRESS: 212 East Third Street, Suite 100, Cincinnati OH 45202 DESCRIPTION: Variable Product Sales DBA - Queen City Financial Advisors, LLC NOTARY PUBLIC POSITION: Notary NATURE: I am a Notary Public INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/22/2016 ADDRESS: 212 East Third Street, Cincinnati OH 45202 DESCRIPTION: I notarize client documents as needed and per state guideline.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-03 |
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