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Yale Bock

Yh&C Investments Inc.

Las Vegas, NV

Las Vegas, NV

CRD 3112132

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Employer firm

Yh&C Investments Inc. CRD 129823

$27.9M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Yh&C Investments Inc.

Las Vegas, NV • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-08-14
NV RA APPROVED 2025-08-14
  • CA RA
    APPROVED
    Since 2025-08-14
  • NV RA
    APPROVED
    Since 2025-08-14

Branch Locations

2230 Paradise, Las Vegas, NV 89104 • United States

Las Vegas, NV • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John'S Loan & Jewelry Las Vegas NV 06/1998 Present
  • 06/1998 → Present
    John'S Loan & Jewelry
    Las Vegas, NV
Other Businesses

I am employed as a treasurer and manager at John's Loan and Jewelry and Ace Loan Company, which is a short term secured lending business. It is not an investment related business. The business is at 2230 Paradise, Las Vegas, NV 89104. I work 50 hours a week there and devote over 30 hours or more to the advisory business.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-10-27
S63 Uniform Securities Agent State Law Examination 1998-09-08
  • S65 Uniform Investment Adviser Law Examination
    2003-10-27
  • S63 Uniform Securities Agent State Law Examination
    1998-09-08
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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