Clifton M Yasutomi

Current Employers

Employment History

• 12/2010 → 09/2022
  First Allied Securities, Inc
  San Diego, CA
• 07/2012 → 11/2020
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 11/2020 → 01/2021
  First Allied Advisory Services
  Schaumburg, IL
• 01/2021 → Present
  Mission Financial Group Llc
  Honolulu, HI
• 09/2022 → 03/2023
  Cetera Advisors
  St Cloud, MN
• 03/2023 → Present
  Independent Financial Group, Llc
  Honolulu, HI
• 01/2021 → Present
  Mission Financial Group
  Honolulu, HI

Previous Registrations

• 2020-11-12 → 2021-01-12
  Cetera Investment Advisers Llc
  Honolulu, HI
• 2012-07-02 → 2020-11-12
  First Allied Advisory Services, Inc.
  Honolulu, HI
• 2010-12-20 → 2012-07-02
  First Allied Securities, Inc.
  San Diego, CA
  Honolulu, HI
  San Diego, CA
• 2006-05-12 → 2009-01-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Honolulu, HI

Other Businesses

(1) MISSION FINANCIAL GROUP POSITION: Officer/Director NATURE: Outside Registered Investment Advisor/Outside IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2021 ADDRESS: 1585 Kapiolani Blvd #1450, Honolulu HI 96814, United States DESCRIPTION: Provide financial planning to families, non-profits, and businesses. (2) THE SALVATION ARMY HONOLULU ADVISORY BOARD POSITION: Secretary NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 3 START DATE: 01/20/2018 ADDRESS: 1585 Kapiolani Blvd #1450, Honolulu HI 96814, United States DESCRIPTION: I Serve on the Board development committee to help screen and recruit new board members. I also am a liaison to the young professional group of the Salvation Army. (3) GRACE BIBLE CHURCH POSITION: Board Member NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2012 ADDRESS: 1240 ALA MOANA BLVD. SUITE 530, Honolulu HI 96814, United States DESCRIPTION: I advise on the investment accounts of the church as well as business related activities including property management and operations of the church.

Exams

• S66 Uniform Combined State Law Examination
  2006-05-11