Thomas Eugene Mertensmeyer

Current Employers

Employment History

• 01/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 10/2024 → 08/2026
  Senior Financial Benefits
  Sun City, AZ

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 7/2023; APX NUMBER OF HOURS PER WEEK: 8; APX NUMBER OF HOURS DURING TRADING HOURS: 8; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, FIXED ANNUITIES, & LONG-TERM CARE; 2. SENIOR FINANCIAL BENEFITS, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, DBA NAME FOR FIXED INSURANCE, START 01/22/2001, 12HRS/WK (TRADING HOURS), OWNER, AGENT; 3.NAME OF OTHER BUSINESS: AWARD REALTY; INVESTMENT RELATED: NO; ADDRESS: 13606 W CAMINO DEL SOL SUITE 109, SUN CITY WEST, AZ 85375; NATURE OF BUSINESS: REAL ESTATE; START DATE: 09/2025; POSITION/TITLE/RELATIONSHIP: REAL ESTATE AGENT; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: REPRESENT BUYERS & SELLERS OF RESIDENTIAL PROPERTY AS REAL ESTATE AGENT IF OPPORTUNITY PRESENTS ITSELF; 4. NAME OF OTHER BUSINESS: TATUM FOOTHILLS HOA; INVESTMENT RELATED: NO; ADDRESS: 1600 W BROADWAY #200 TEMPE, AZ 85282; NATURE OF BUSINESS: HOMEOWNERS ASSOCIATION; START DATE: 02/2025; POSITION/TITLE/RELATIONSHIP: HOA BOARD PRESIDENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: LEAD AND OVERSEE THE CARE AND MAINTENANCE OF THE COMMUNITY; 5. NAME OF OTHER BUSINESS: N/A; INVESTMENT RELATED: NO; ADDRESS: 7009 E ACOMA DR, UNIT 2171, SCOTTSDALE, AZ 85254; NATURE OF BUSINESS: CONDO RENTAL; START DATE: 11/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PROVIDE OCCASIONAL MINOR MAINTENANCE;

Exams

• S66 Uniform Combined State Law Examination
  2016-05-18
• S63 Uniform Securities Agent State Law Examination
  1987-12-17