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Natalie Jean Flamm-Stutenroth

Wells Fargo Clearing Services, LLC

Sun City, AZ

Peoria, AZ

Peoria, AZ

CRD 3125855

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-10-06
AZ RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2016-10-06
  • AZ RA
    APPROVED
    Since 2011-01-03

Branch Locations

9928 W Bell Rd Ste 105, Sun City, AZ 85351 • United States

16165 N 83Rd Ave Ste 140 [Py-Rbo], Peoria, AZ 85382 • United States

Peoria, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Glendale AZ 01/2011 11/2016
Wells Fargo Clearing Services, Llc Glendale AZ 11/2016 Present
Previous Registrations
  • 2009-06-19 → 2011-01-03
    Wells Fargo Investments, Llc
    Glendale, AZ
    Glendale, AZ
    Phoenix, AZ
    Phoenix, AZ
    Scottsdale, AZ
  • 2003-02-24 → 2009-06-16
    Banc Of America Investment Services, Inc.
    Glendale, AZ
    Sun City, AZ
    Sun City, AZ
    Glendale, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-07-26
S63 Uniform Securities Agent State Law Examination 1998-09-28
  • S66 Uniform Combined State Law Examination
    2002-07-26
  • S63 Uniform Securities Agent State Law Examination
    1998-09-28
Other Names
  • Natalie Jean Mcmaster
  • Natalie Jean Flamm

View on SEC IAPD

Nearby Firms

PNC WEALTH MANAGEMENT LLC
EDWARD JONES
FSG FINANCIAL SERVICES, INC.

Nearby Investors

CHRISTIE E JONES-POPOUR
KAITLIN RENEE WEISSER
CHARLES ONEIL NICHOLSON

Nearby Offices

WELLS FARGO CLEARING SERVICES, LLC · SUN CITY, AZ
PNC WEALTH MANAGEMENT LLC · SUN CITY, AZ
EDWARD JONES · SUN CITY, AZ

More in Sun City, AZ

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