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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-10-06 |
| AZ | RA | APPROVED | 2011-01-03 |
Branch Locations
9928 W Bell Rd Ste 105, Sun City, AZ 85351 • United States
16165 N 83Rd Ave Ste 140 [Py-Rbo], Peoria, AZ 85382 • United States
Cave Creek, AZ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Phoenix | AZ | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Phoenix | AZ | 11/2016 | Present |
LEIGHTON AGENCY; NON INVESTMENT RELATED; SCOTTSDALE, NV; MODELING AGENCY; MODEL/ACTOR; START DATE 1/1/1995; 2 HOURS PER MONTH; 2 HOURS DURING TRADING; DUTIES ARE MODELING AND ACTING. UNITED STRUCTURAL COMPONENTS; NON INV RELATED; YUMA, AZ; SPOUSE'S BUSINESS HELD IN FAMILY TRUST - MANUFACTURING TRUSSES; 0 HR/MO; 0 DURING TRADING. | RENTAL PROPERTY - 27426 N; INV RELATED;CAVE CREEK,AZ; RENTAL ;100% OWNERSHIP; START DATE: 06/24/2026; 1 HRS PER MONTH; - HRS DURING TRADING; BARBARA POPE; INV RELATED;PHOENIX ,AZ; TO HELP MOTHER WITH ACCOUNTS WHEN NEEDED.; TRADING AUTHORIZATION ON MOTHERS ACCOUNTS.; START DATE: 8/10/2026; 1 HRS PER MONTH; 1 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-10-10 |
| S63 | Uniform Securities Agent State Law Examination | 1998-06-05 |
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