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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-10-06
AZ RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2016-10-06
  • AZ RA
    APPROVED
    Since 2011-01-03

Branch Locations

9928 W Bell Rd Ste 105, Sun City, AZ 85351 • United States

16165 N 83Rd Ave Ste 140 [Py-Rbo], Peoria, AZ 85382 • United States

Cave Creek, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Phoenix AZ 01/2011 11/2016
Wells Fargo Clearing Services, Llc Phoenix AZ 11/2016 Present
Previous Registrations
  • 2003-10-14 → 2011-01-03
    Wells Fargo Investments, Llc
    Scottsdale, AZ
    Phoenix, AZ
    Phoenix, AZ
    Phoenix, AZ
    Socttsdale, AZ
    Cave Creek, AZ
    Cave Creek, AZ
    Phoenix, AZ
    Phoenix, AZ
Other Businesses

LEIGHTON AGENCY; NON INVESTMENT RELATED; SCOTTSDALE, NV; MODELING AGENCY; MODEL/ACTOR; START DATE 1/1/1995; 2 HOURS PER MONTH; 2 HOURS DURING TRADING; DUTIES ARE MODELING AND ACTING. UNITED STRUCTURAL COMPONENTS; NON INV RELATED; YUMA, AZ; SPOUSE'S BUSINESS HELD IN FAMILY TRUST - MANUFACTURING TRUSSES; 0 HR/MO; 0 DURING TRADING. | RENTAL PROPERTY - 27426 N; INV RELATED;CAVE CREEK,AZ; RENTAL ;100% OWNERSHIP; START DATE: 06/24/2026; 1 HRS PER MONTH; - HRS DURING TRADING; BARBARA POPE; INV RELATED;PHOENIX ,AZ; TO HELP MOTHER WITH ACCOUNTS WHEN NEEDED.; TRADING AUTHORIZATION ON MOTHERS ACCOUNTS.; START DATE: 8/10/2026; 1 HRS PER MONTH; 1 HRS DURING TRADING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-10-10
S63 Uniform Securities Agent State Law Examination 1998-06-05
  • S65 Uniform Investment Adviser Law Examination
    2003-10-10
  • S63 Uniform Securities Agent State Law Examination
    1998-06-05
Designations
Other Names
  • Christie E Jones
  • Christie Eileen Jones

View on SEC IAPD

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