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Kaitlin Renee Weisser

Wells Fargo Clearing Services, LLC

Sun City, AZ

Scottsdale, AZ

CRD 5320691

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-09-07
  • TX RA
    APPROVED_RES
    Since 2018-09-07

Branch Locations

9928 W Bell Rd Ste 105, Sun City, AZ 85351 • United States

8601 N Scottsdale Rd Ste 150 [Tl-Rbo], Scottsdale, AZ 85253 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Scottsdale AZ 06/2005 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-11-27
  • S63 Uniform Securities Agent State Law Examination
    2018-11-27
Other Names
  • Kaitlin Renee Weisser Gallardo

View on SEC IAPD

Nearby Firms

PNC WEALTH MANAGEMENT LLC
EDWARD JONES
FSG FINANCIAL SERVICES, INC.

Nearby Investors

NATALIE JEAN FLAMM-STUTENROTH
CHRISTIE E JONES-POPOUR
CHARLES ONEIL NICHOLSON

Nearby Offices

WELLS FARGO CLEARING SERVICES, LLC · SUN CITY, AZ
PNC WEALTH MANAGEMENT LLC · SUN CITY, AZ
EDWARD JONES · SUN CITY, AZ

More in Sun City, AZ

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