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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-10-10
AZ RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2016-10-10
  • AZ RA
    APPROVED
    Since 2011-01-03

Branch Locations

9928 W Bell Rd Ste 100, Sun City, AZ 85351 • United States

8601 N Scottsdale Rd Ste 150 [Tl-Rbo], Scottsdale, AZ 85253 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Glendale AZ 10/2007 Present
Wells Fargo Advisors Llc Glendale AZ 01/2011 11/2016
Wells Fargo Clearing Services, Llc Glendale AZ 11/2016 Present
  • 10/2007 → Present
    Wells Fargo Bank
    Glendale, AZ
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Glendale, AZ
  • 11/2016 → Present
    Glendale, AZ
Previous Registrations
  • 2008-06-11 → 2011-01-03
    Wells Fargo Investments, Llc
    Glendale, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-28
  • S66 Uniform Combined State Law Examination
    2008-05-28

View on SEC IAPD

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