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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-04-17 |
| AZ | RA | APPROVED | 2011-01-03 |
Branch Locations
9928 W Bell Rd Ste 100, Sun City, AZ 85351 • United States
8601 N Scottsdale Rd Ste 150 [Tl-Rbo], Scottsdale, AZ 85253 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank | Glendale | AZ | 01/2002 | Present |
| Wells Fargo Advisors Llc | Peoria | AZ | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Peoria | AZ | 11/2016 | Present |
R&J OFFROAD LLC; NON INVESTMENT RELATED; SUN CITY, AZ; 100% OWNERSHIP W/FIANCE; START 4/2011; 0 HRS PER MONTH 0 DURING TRADING; REPAIRS FOR OFFROAD VEHICLES RENTAL PROPERTY; INVESTMENT RELATED; PEORIA, AZ; 100% OWNERSHIP; START 12/1/2009; 1 HOUR PER MONTH; 0 DURING TRADING; DUTIES ARE LANDLORD. RENTAL PROPERTY, INV RELATED, SURPRISE, AZ, 50% OWNERSHIP, START DATE: 10/16/23, 1 HR PER MONTH, 0 HRS DURING TRADING, LANDLORD;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-05-08 |
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